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Cp 3-2

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CP 3-2. Sun Microsystems is a leading supplier of computer related products, including servers, workstations, storage devices, and network switches.

In the letter to stockholders as part of the 2001 annual report, President and CEO Scott G. McNealy offered the following remarks?

Fiscal 2001 was clearly a mixed bag for Sun, the industry, and the economy as a whole. Still, we finished with revenue growth of 16 percent--and that's significant. We believe it's a good indication that Sun continued to pull away from the pack and gain market share. For that, we owe a debt of gratitude to our employees worldwide, who aggressively brought costs down--even as they continued to bring exciting new products to market.

The statement would not appear to be telling you enough. For example, McNealy says the year was a mixed bag with revenue growth of 16 percent. But what about earnings? You can delve further by examining the income statement in Figure 1. Also, for additional analysis of other factors, consolidated balance sheet(s) are presented in Figure 1.

Sun Microsystems, Inc.

Summary Consolidated Statement of Income (in millions)

2001

Dollars 2000

Dollars 1999 Dollars 1998 Dollars

Net revenues $18,250 $15,721 $11,806 $9,862

Costs and expenses:

Cost of sales 10,041 7,549 5,670 4,713

Research and development 2,016 1,630 1,280 1,029

Selling, general and administrative 4,544 4,072 3,196 2,826

Goodwill amortization 261 65 19 4

In-process research and development 77 12 121 176

Total costs and expenses 16,939 13,328 10,286 8,748

Operating income 1,311 2,393 1,520 1,114

Gain (loss) on strategic investments (90) 208 -- --

Interest income, net 363 170 85 48

Litigation settlement -- -- -- --

Income before taxes 1,584 2,771 1,605 1,162

Provision for income taxes 603 917 575 407

Cumulative effect of change in

Accounting principle, net

(54)

--

--

--

Net income $ 927 $ 1,854 $ 1,030 $ 755

Net income per common share--

Diluted

$ 0.27

$ 0.55

$ 0.31

$ 0.24

Shares used in the calculation of

Net income per common share--

Diluted

3,417

3,379

3,282

3,180

CP 3-2. Continued

Sun Microsystems, Inc.

Consolidated Balance Sheets (in millions)

2001 2000

Assets

Current assets:

Cash and cash equivalents $ 1,472 $ 1,849

Short-term investments 387 626

Accounts receivable, net of allowances of $410 in 2001

and $534 in 2000

2,955

2,690

Inventories 1,049 557

Deferred tax assets 1,102 673

Prepaids and other current assets 969 482

Total current assets 7,934 6,877

Property, plant and equipment, net 2,697 2,095

Long-term investments 4,677 4,496

Goodwill, net of accumulated amortization of $349 in 2001

and $88 in 2000

2,041

163

Other assets, net 832 521

$18,181 $14,152

Liabilities and Stockholders' Equity

Current liabilities:

Short-term borrowings $ 3 $ 7

Accounts payable 1,050 924

Accrued payroll-related liabilities 488 751

Accrued liabilities and other 1,374 1,155

Deferred revenues and customer deposits 1,827 1,289

Warranty reserve 314 211

Income taxes payable 90 209

Total current liabilities 5,146 4,546

Deferred income taxes 744 577

Long-term debt and other obligations 1,705 1,720

Total debt $ 7,595 $ 6,843

Commitments and contingencies

Stockholders' equity:

Preferred stock, $0.001 par value, 10 shares authorized

(1 share which has been designated as Series A Preferred

participating stock); no shares issued and outstanding

--

--

Common stock and additional paid-in-capital, $0.00067

...

...

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